Non-reporting issuer

Results: 190



#Item
131Finance / Securities / Corporate finance / Initial public offering / Canadian Securities Administrators / Securities research / Canadian securities regulation / Non-reporting issuer / Qualified institutional placement / Financial economics / Stock market / Investment

October 27, 2011 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission Ontario Securities Commission

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:10:47
132Institutional investors / Financial institutions / Service industries / Autorité des marchés financiers / Insurance / Norbourg scandal / Financial services / Canadian securities regulation / Non-reporting issuer / Financial economics / Investment / Finance

March 9, 2012 Anne-Marie Beaudoin Corporate Secretary Autorité des marchés financiers 800, square Victoria, 22e étage C.P. 246, tour de la Bourse

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:11:12
133Canadian law / Canadian securities regulation / Initial public offering / International Organization of Securities Commissions / TSX Venture Exchange / Canada / Investment / Non-reporting issuer / Stock market / Financial regulation / Financial economics

February 28, 2013 Michal Pomotov Legal Counsel, Toronto Stock Exchange The Exchange Tower 130 King Street West Toronto, ON M5X 1J2

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:12:14
134Investment / Securities / Stock market / Exempt market dealer / Ontario Securities Commission / Crowd funding / Prospectus / Investor / Non-reporting issuer / Finance / Financial economics / Business

March 19, 2013 Autorité des marchés financiers 800, square Victoria, 22e étage C.P. 246, tour de la Bourse Montréal, QB H4Z 1G3 Sent via e-mail to: [removed]

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:12:19
135Financial services / Institutional investors / United States Securities and Exchange Commission / Exempt market dealer / Securities Act / Non-reporting issuer / Canadian securities regulation / Accredited investor / Mutual fund / Financial economics / Investment / Finance

February 29, 2012 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission

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Source URL: faircanada.ca

Language: English - Date: 2013-12-18 18:11:09
136United States Securities and Exchange Commission / Financial services / United States securities law / Stock market / Regulation D / Qualified institutional buyer / Securities Act / Non-reporting issuer / Rule 144A / Financial economics / Investment / Finance

Comment Letter on File No. S7-18-07

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Source URL: www.sec.gov

Language: English - Date: 2007-10-10 15:28:40
13773rd United States Congress / Finance / Financial system / Stock market / New Deal / Securities Act / Securities Exchange Act / Non-reporting issuer / Security / Financial economics / United States securities law / United States Securities and Exchange Commission

([removed]January 31, 2005 File No. S7[removed]SEC Release No[removed]Dear Sirs:

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Source URL: www.sec.gov

Language: English - Date: 2005-02-01 10:12:27
138Investment / Securities / Financial data vendors / Prospectus / Non-reporting issuer / Initial public offering / Reuters Group / U.S. Securities and Exchange Commission / SEC filing / Financial economics / Stock market / Finance

REUTERS :iB January 3 1,2005

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Source URL: www.sec.gov

Language: English - Date: 2005-02-08 07:57:27
139Business / Stock market / United States securities law / United States Securities and Exchange Commission / Securities Act / Prospectus / Securities Exchange Act / Form S-1 / Non-reporting issuer / Financial economics / Finance / SEC filings

Microsoft Word - bma013105a.doc

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Source URL: www.sec.gov

Language: English - Date: 2005-02-01 16:22:40
140Securities / Stock market / SEC filings / Investment / United States securities law / Securities Act / Prospectus / Non-reporting issuer / Shelf registration / Financial economics / Finance / United States Securities and Exchange Commission

Comment Letter on S7-38-04

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Source URL: www.sec.gov

Language: English - Date: 2005-02-11 14:28:22
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